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TERENCE GRANGE

Contents

CRIMINAL JUSTICE POLICY AND THE OPERATION OF THE CRIMINAL JUSTICE SYSTEM

THE PRESENT SYSTEM

I have been asked to address the Commission on four elements of the Criminal Justice System:

i)   The organisation of the Criminal Justice System in Wales into the four police areas and the present
      involvement of  the Assembly in criminal justice;
ii)   The methods of funding and the availability of resources;
iii)   Policy making;
iv)   The inter-relationship of functions and powers in relation to major Criminal Justice System problems
       facing Wales such as heroin.

The CJS comprises of five major elements; the Police, the Courts, the Probation Service, the Crown Prosecution Service and the Prison Service. Responsibility and accountability for all these services is retained by Central Government and managed through Central Government Departments and locally by a diverse mix of administration and quasi-political groups, e.g. Police Authorities.

In April, 2003 the Government created National Criminal Justice Board (NCJB) will commence activity. It will set targets for and monitor the activity of the 42 Local Criminal Justice Boards (LCJB). The LCJB will comprise the
Chief Executives of the five constituent parts of the CJS locally with one recent addition, the Chair of the local Police Authority.
LCJB's are constructed around the geography of police forces in England and Wales. There are 42 LCJB's on which the local Chief Crown Prosecutor, Courts Chief Executive, Chief Probation Officer, Chief Constable, Prison Governor and the Chair of the Police Authority meet to seek to improve the local CJS and to meet targets set for it by Central Government.
Within Wales there are four police forces, therefore four LCJB's. The Assembly has no formal role in relation to the LCJB nor any formal role in relation to the centrally controlled elements of it. Thus the Assembly has no formal role in relation to Probation, CPS, Prisons or Police; though it has police funds funnelled through it.
The Home Office Regional Crime Reduction Director is based at the Assembly and acts to pursue crime reduction activity across Wales using Home Office funding. The individual works closely with the Assembly, which has a statutory role in community safety. Thus, through its community safety role the Assembly is able to engage in discussion and activity with the respective CJS organisations in Wales.
The police forces, though apparently controlled by a long standing tripartite arrangement giving "equal" status to the Home Secretary, the Police Authority and the Chief Constable are now more closely controlled by the Home Office than has hitherto been the case.
The Police Reform Act 2002 provides significant new powers to the Home Secretary via a stronger Inspectorate of Constabulary and the new Police Standards Unit.
The Home Secretary now draws up a National Policing Plan and new Codes of Practice and may require
Police Authorities to draw up plans to meet the priorities and targets set in his National Policing Plan. There are four clear priority areas and, in total, 51 issues in the National Policing Plan to which the local police forces must respond.
The Welsh Assembly is not mentioned in the Police Reform Act.
The intent of the Act is to enable Home Office officials to monitor and possibly direct the activity of Police Basic Command Units, by-passing Police Authorities.
The Act empowers the Home Secretary to make national regulations laying down "specific procedures or practices" whereby Chief Officers are "to police the force area or in relation to the way they run their force". This must be done in consultation with the Association of Police Authorities, ACPO and HMIC. Again, the Assembly has no role.

The Home Office sets performance targets for the police, the local policing plan must address those targets. In 2003 what will in effect be league tables of performance comparing BCU's (police divisions) will appear.

Community Safety, an Assembly issue which has a wider meaning than crime and disorder, will feature in the ten year community plans. Local Authorities in Wales are required to produce and present these to the Assembly thus enabling the Assembly to engage in debate with the four Chief Constables in Wales and, as we shall discuss later, work with them to meet public needs regarding major issues such as Class A drugs.
In essence the constituent parts of the CJS in Wales are non devolved areas being directed to a small or large part by Central Government.
The Assembly may influence, with words or funds.

Funding

Funding for the Probation Service, the Prisons, the Courts and the CPS is I believe provided centrally.

Funding for the police service is a mix of central and local movies. There are three elements to the annual police settlements; a Home Office grant, a DTLR grant and Council Tax.

Using formulae designed for the task, though in the 2003/2004 settlement attempts have been made to include elements of ministerial judgement to allocate greater resources to the northern England conurbations, funds are allocated by the Home Office to the forty-three police forces. The DTLR does likewise but in Wales channels the funds via the Assembly. The Assembly may choose not to use all the funds "allocated" for policing or police forces. Finally, Police Authorities may raise council taxes via local precepts.

Currently, the Central Government departmental grants comprise approximately 78% of individual Police Authority funding and Council Tax 22%. These rates are changing as Government encourages greater use of Council Tax to raise revenue.

For the four Welsh police forces this presents a dilemma as the WAG retains the right to control or "cap" Council Tax levels.
In 2001/2002 the Assembly threatened to use its powers to control Council Tax rises by Police Authorities.

Pursuing its intent of greater central management of policing the Home Office retained for its own purposes 36% of the national increase in police funding for 2003/2004. These funds were retained for use by the Police Standards Unit to assist in funding projects of which it approved and for the Home Office to fund its own issues; the Safer Streets campaign is a text book case of centralised control of police activity via control of funding and pressure on
Chief Constables to allocate resources.

Following an increase in street robberies which the Prime Minister described as a "national emergency", all forces were required to draw up street robbery plans. For Dyfed-Powys this introduced complexity due to a shortage of both streets and robberies.
Ten forces were directed to fortnightly meetings in the Cabinet Office and £68 million used over six months in these forces to "defeat street robbery". A ministerial Street Crime Action Group chaired by the Prime Minister personally managed this development. Similar projects on Crack Cocaine and anti-social behaviour are expected to follow. Home Office funds of £500k per year have been allocated to the three Southern Wales forces for a Class A drugs initiative.
The Welsh forces did not engage in the Safer Streets initiative.
There are unproven arguments that Welsh forces are less well resourced than English forces. The 2003/2004 settlement certainly appeared to discriminate against all rural forces; being predominantly rural the Welsh forces suffered, along with many English forces.

The Home Office has used specific funds to drive up police numbers and is now seeking to compel forces to retain these numbers. Interestingly, the Home Office has no statutory role in police numbers!

It is the case that Home Office control of grants has been beneficial to many police forces. Prior to their taking control via the 1994 Police and Magistrates Courts Act, many forces had been systematically underfunded by their
Police Authorities, the South Wales Police being one example.
Resource availability is then the outcome of two central grants and the ability of the Chief Constable via the annual budget to raise local revenues through the Council Tax. In 2002/2003 the North Wales Chief Constable raised extra council tax revenue to fund 32 extra Constables.
Other funding streams e.g. Home Office projects, the Safer Communities fund, Premises Improvement Grants are in truth marginal to the need for proper core funding and inevitably short term and unavailable to the more rural areas. The need to match fund also militates against their pursuit. Without core funding the necessary monies do not exist.

Policy Making

CJS policy making, in its individual parts and as a "corporate group" now appears to be a mix of nationally driven policy creation to meet pressures imposed on Central Government, e.g. legislative change to react to "gun crime" or wealthy criminals (Proceeds of Crime Act) and a desire for "uniformity" across England and Wales. In wider CJS terms the National Criminal Justice Board (NCJB), the Youth Justice Board and various
ministerial/administration/professional groupings are creating policy.

The NCJB will pursue Central Government ambitions to improve the attrition rate via LCJB's, alongside the pursuit of other targets for the police (to bring to justice 5% more people) for the Probation Service (Drugs Treatment and Testing Orders) and for other elements of the CJS.

For the police, national policy flows from dialogue between ACPO and the new National Centre for Policing Excellence on police operational practice; ACPO, the Home Office and the Police Standards Unit - structured management and operational initiatives; the Standards Unit is producing a "model" development structure for BCU's and via ACPO Council (the 43 Chief Constables) on other issues. There are regional ACPO structures and Welsh ACPO (WACPO) seeks to agree policy and practice across Welsh forces.
Though the Assembly has no formal role, the Chief Constables meet regularly with senior Assembly Ministers and administrators. The forces have a Liaison Officer based at the Assembly tasked to represent the forces and to develop better working between police forces and the Assembly. Similarly, a Police Inspector is being placed with the
Regional Crime Reduction Director.
Therefore, the Assembly has the ability to influence the thinking of the four forces and they have the ability to influence the Assembly. One such example is the Assembly's Substance Misuse Strategy.

Inter-relationships of Powers and Functions

In the late 90's the Government introduced a Substance Misuse Strategy, drafted by their "Drugs Czar". In 1999 the Assembly introduced its own strategy in which alcohol and drugs were included.
In 2002 the three South Wales forces identified a serious issue over the influx of hard drugs, primarily heroin and crack cocaine from the Bristol area. An analysis of the situation conducted by the National Criminal Intelligence Service and a team sponsored by the forces identified the almost complete failure of the Assembly strategy insofar as drugs were concerned
A paper was prepared outlining police concerns as to failures in itself, the Health Service and in conveying messages through the education system.
Proposals to introduce a regional intelligence effort to combat the influx of drugs; to produce a cohesive and coherent approach to drugs trafficking, drugs treatment and harm reduction and education provision were put together and presented to the Police Standards Unit, Home Office Ministers, Assembly Ministers and MP's and AM's.
The Chairman of WACPO presented the issue to the Assembly. Subsequently, the Finance Minister was placed in charge of an All Wales response to the drug issue. The police provided the Minister with a research capacity to assess Health Service provision for drugs in Wales.
A bid for funding to support the proposed Regional Intelligence Office and an Operations Unit was made to the Central Government and the Assembly. The Assembly, though having no duty to fund police activity examined its powers and agreed to assist over a three year period with funding for civilian staff and support equipment. The
Home Office, though clearly uneasy with the Assembly involvement, agreed to provide funding providing it was match funded on a 2:1 ratio by the three forces.

The four Chief Constables met with the First Minister and Finance Minister to discuss the issue further.

At the request of the Finance Minister police involvement in schools was examined by the forces and in
December 2002 a proposal to introduce an All Wales approach to police in schools was agreed by WACPO, under the leadership of one Chief Constable.

As matters stand the Finance Minister supported by the four Chief Constables, is driving a comprehensive drugs strategy involving police, health, education, local authorities and others. The Home Office, Crime Reduction
Director for Wales is involved also.

The reality of the current situation is that without a formal remit or devolved powers in relation to policing, the Assembly is closely integrated into the thinking and strategic direction of the four police forces. The National Policing Plan priorities are concerns of the Assembly, though it was not consulted and the future direction of policing in Wales will be constructed with in depth consultation the Assembly.

Conclusion

I trust the above assists the Commission.
It is the view of the four Chief Constables that a closer relationship with the Assembly is both desirable and inevitable. There are many practical issues that would need to be examined and resolved prior to any formal devolution of powers, not least because all training, IT, emergency support and many other issues are built around the forty-three forces. However, change properly examined and implemented would be possible and welcomed.

 

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