MINUTES OF PROCEEDINGS
of the
EVIDENCE OF:
CHAIR OF THE LEGISLATION COMMITTEE OF
THE
NATIONAL ASSEMBLY FOR WALES,
MICK BATES, AM
held at
National Museum & Gallery, Cardiff
on
6TH December 2002
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LORD RICHARD: Could
you introduce yourselves?
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MICK BATES: Thank you
for the invitation. I have with me Olga Lewis, Clerk
to the Committee, and John Turnbull, our legal adviser.
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LORD RICHARD: What we
have usually done is asked people to open the discussion
by making an opening statement for five minutes, and
then we move on.
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MICK BATES: Ladies and
gentlemen, thank you very much for giving me this opportunity
to address you on behalf of the Legislation Committee
of the National Assembly for Wales. The Legislation
Committee scrutinises Assembly subordinate legislation.
It is established under Section 58(1) of the Government
of Wales Act 1998. Standing Orders 11 and 22 outline
the responsibility of the Committee and the procedure
for the passage of Assembly legislation respectively.
The grounds for the Committee to draw special attention
to the Assembly to subordinate legislation are in Standing
Order 11.5.
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The effective working of the Legislation
Committee is an important benefit which the Assembly
brings to the governance of Wales. The role of the Legislation
Committee is to check that the legislation coming before
the Assembly is not defective and that any relevant
requirements have been complied with.
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The Committee meets every week to discuss
pieces of subordinate legislation. If Statutory Instruments
follow standard, accelerated or extended procedure,
the Minister sends them to the Legislation Committee
before they are considered in Plenary.
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If Statutory Instruments follow the executive
procedure, the Legislation Committee will consider them
after they have been made. The legal adviser to the
Committee makes draft reports which, together with the
SIs, are circulated to the Committee members. At the
meetings the members consider the draft reports and
change them as appropriate. Finalised reports of the
Committee are published on the intranet and the internet
on a weekly basis.
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The Committee considers it would be important
to confer powers of primary legislation to allow devolved
government in Wales to develop the political and legal
capacity to give full expression to the policy requirements
of Wales. As part of its review the Richard Commission
will be considering the question of additional powers
for the Assembly. The Commission will clearly be looking
at the Westminster and Scottish Parliament models as
part of its considerations.
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In considering these options the following
points would be relevant to the role of the Legislation
Committee.
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If the Assembly were to receive primary
legislative powers and the present structure were split
into a separate legislature and executive, the function
of making subordinate legislation would be vested in
the executive. The Legislation Committee would become
a committee of the legislature scrutinising subordinate
legislation, after it had been made in the case of the
negative resolution procedure, (the majority of cases
in Westminster and Scotland) and before making in the
case of affirmative resolution procedure. Thus, if this
were to happen, the Committee would be reporting to
the legislature in relation to action taken by the executive.
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It might be relevant to consider whether
the Legislation Committee should have the additional
function which the Scottish Committee have of reporting
on subordinate legislation powers in proposed primary
legislation.
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Given that there is no precedent of primary
legislation for Wales being drafted by persons other
than the Parliamentary Counsel in London, the Commission
might choose to consider whether the Legislation Committee
should be given a role in advising the legislature on
the drafting of primary legislation as introduced in
the legislature.
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I believe there are great opportunities
here considering that we already have established the
importance of bilingual law-making, and I also believe
that there is a role to look at the regulatory impact
assessment, as in many countries round the world where
this role is given prominence, to assist government
to make sure that its laws are effective, with the addition,
possibly, of a "sunset clause".
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Of course, there also are two further
dimensions in this: the members of the Assembly themselves
have to understand the process - and this morning I
am very fortunate to have John Turnbull who does understand
the full legal process, unlike the majority, I might
add, of the members - and the impact of primary legislation
would have a fundamental effect on Committee behaviour.
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About a year ago the Legislation Committee
made a submission to the Assembly Review of Procedure.
Although this is not directly relevant to the Commission's
consideration of powers of the Assembly, the Commission
might find it helpful to be aware of the points raised
by the Legislation Committee there. The table listing
the proposals to the Assembly Review of Procedure is
included in our written submission, which I believe
has been circulated to you.
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LORD RICHARD: Thank
you very much indeed. A number of people have said to
us since we have been taking evidence that they thought
primary powers should come down from Westminster to
Cardiff, but none has yet told us how the Assembly would
try and handle this. How would you see your Committee
participating in the passage of primary legislation?
What you say in your paper is that you would merely
be reporting on getting legislation to the Assembly.
Would you have a greater role than that? How would it
be passed? Would you have three readings of Bills? Standing
Committees? Would you look at the details when the Bill
is at Committee stage?
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MICK BATES: The Scottish
model in the general position I would recommend but
the step before that is the infrastructure that is required.
In Westminster there are 51 parliamentary counsel so
there has to be a large infrastructure to assist with
the process of drafting primary legislation.
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It is my belief that acquisition of primary
legislative powers will necessitate removal of the corporate
body so we will have a legislature Parliament and an
executive, so there has to be that necessary scrutiny
and it may be that the Scottish model, where they look
at subordinate legislation powers inprimary legislation,
would be a role for us to take. At the moment, I believe
that may be the better path to follow.
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LORD RICHARD: For your
Committee?
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MICK BATES: Yes.
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LORD RICHARD: So you
would still be looking at subsidiary legislation?
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MICK BATES: The straightforward
analogy of how we would operate would be with the Joint
Committee on Statutory Instruments in Parliament, but
the Scots have gone one step further in examining the
subordinate legislation powers in the proposed primary
legislation.
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JOHN TURNBULL: There
are two points which the Committee has made in its submission:
one points to the additional function which the Scottish
Legislation Committee has which is, in effect, the function
which the House of Lords Committee on Delegated Legislation
has of looking at each Bill as presented to Parliament
and reporting on the subordinate legislative powers
in that Bill. That is a function which our counterpart
Committee in Scotland has in addition to scrutinising
subordinate legislation.
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Additionally the point arising solely
from this Committee is the suggestion that, because
drafting of primary legislation would be an entirely
new venture for Wales, the Committee might usefully
have some role in looking at the drafting of primary
legislation so that it would be having a wider remit
perhaps to advise the legislature at the outset, whether
it saw any difficulties or problems or possible scope
for improvement in the drafting of legislation as submitted
to the legislature.
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LORD RICHARD: So even
a Wales only Bill now is drafted in London?
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JOHN TURNBULL: Yes.
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LORD RICHARD: And instructions
will go up?
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JOHN TURNBULL: Instructions
will come from the Wales Office, though in reality they
may come from the Assembly lawyers, but they go to the
Office of the Parliamentary Counsel in London.
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SIR MICHAEL WHEELER-BOOTH: Chapter
5 of the Assembly Review of Procedure deals with subordinate
legislation and it is impliedly rather critical of the
way that subordinate legislation at the moment is considered
within the Assembly. I could quote from it but I am
sure you know the passages very well, and it says they
should be improved.
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It seems rather a leap in the dark to
add significant new tasks for the Assembly and in particular
for your Committee if you are not already doing to everybody's
satisfaction, as is apparent from this, what is laid
down by the Government of Wales Act under the Standing
Orders made pursuant to that Act?
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MICK BATES: I think
that the reference you have made to the review is one
possibly of our submission where we wanted to improve
certain aspects of the process, but I think the function
of the current Legislation Committee is not in question.
The scrutiny that is undertaken is thorough --
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SIR MICHAEL WHEELER-BOOTH:
But it is scrutiny as to vires; not as to substance,
the merits.
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MICK BATES: Absolutely
not.
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SIR MICHAEL WHEELER-BOOTH:
Just vires.
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MICK BATES: There are
various points in Standing Order 11.5 that allow you
to see that the legislation is unusual or made in respect
of certain powers --
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SIR MICHAEL WHEELER-BOOTH:
That is like the Joint Committee that you referred to
which basically does not look at the merits of any piece
of subordinate legislation but at the drafting and the
vires, and that is what at the moment does not seem
to happen altogether here - or that is the impression
I get from reading chapter 5 of this report.
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JOHN TURNBULL: I have
not got the report in front of me but I thought the
concern of the review group was that legislation was
not receiving the policy consideration that one might
have thought it would. I do not think there is any criticism
being levied at the Legislation Committee. I think it
was a certain feeling that subordinate legislation was
going through almost automatically, as it were, and
members were not scrutinising it for its policy content.
It was not getting the same sort of scrutiny as a Parliamentary
Bill does. Put shortly, I think that was the concern
that was expressed.
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LORD RICHARD: How often
do you get a debate on the floor of the Plenary on a
Statutory Instrument?
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MICK BATES: Almost weekly
there are debates about pieces of subordinate legislation.
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LORD RICHARD: On the
text? A textual debate or a policy debate?
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MICK BATES: I think
in all honesty they are just a debate about "This is
a nice piece of legislation, let's pass it", because
there have been no attempts at the moment to change
the content really and I think this is the point - to
change the content of the legislation. As I hinted in
my opening remarks, there is a process of education
for such an infant body as the Assembly to understand
where you can make significant input on the policy side
and then change the legislation. For example, I have
been taking part in a couple of seminars on the process
of how the legislation is drafted and what opportunities
exist under our Standing Orders to affect it and they
have been immensely useful - not only to members and
their assistants but also to the voluntary sector who
are also invited, because we need to make sure that
in the civic society of Wales people are aware they
can impact and change legislation by the Assembly itself,
and I have proposed to hold a primary legislation seminar
in the new year.
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LORD RICHARD: How often
do Statutory Instruments get amended?
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JOHN TURNBULL: I do
not think there have been any occasions. There is an
amendment procedure in the standing orders although
it is rather cumbersome because it is not the same as
the Parliamentary procedure for amending a Bill. It
has to go back to the Minister who has to resubmit the
amended instrument.
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LORD RICHARD: And that
has never happened?
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JOHN TURNBULL: I do
not believe so, no.
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TED ROWLANDS: Is it
the role of your Committee to flag up those Statutory
Instruments that deserve broader or greater scrutiny
as opposed to those you recommend do not?
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MICK BATES: As I say,
11.5 gives the reason we would say they are defective
on vires.
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TED ROWLANDS: So you
are not identifying, "This one is deserving of debate"?
That is not your job?
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MICK BATES: No. The
process is quite a convoluted one which operates through
the Business Committee, and the Deputy Presiding Officer
can ask that legislation goes to the subject committee
for consideration. What has happened since the Assembly
Review is that there is now a list of items of legislation
sent to each subject committee and members can request
that a particular piece of legislation is examined in
greater detail within that committee before it goes
to Plenary.
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SIR MICHAEL WHEELER-BOOTH:
But this has not led to any amendment of a piece of
subordinate legislation within the existence of the
Assembly to date?
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MICK BATES: That is
right.
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SIR MICHAEL WHEELER-BOOTH:
The wording of chapter 5 of your own Assembly's Review
of these procedures is quite strong. It is shaking its
head over the present situation and saying it must be
improved. I think that is not an unfair summary.
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MICK BATES: I think
there is a general feeling that we are dealing with
legislation made in Westminster and, as I said earlier,
until the Assembly itself understands the process of
government and how to use law - and in order to achieve
that it has to have the power for primary legislation,
otherwise the debates, as you hinted earlier, are really
not significant debates about the content of the legislation;
they tend to be about principle rather than content
and changing it to the benefit of people in Wales -
and until we have primary legislation powers I do not
think the debates about legislation will be meaningful.
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TOM JONES: Do you have
any influence on the links between Westminster and the
Assembly? In other words, do you campaign on behalf
of the Assembly to improve the process by which Bills
come into Wales to the Assembly?
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MICK BATES: That is
done, and I suppose the best example would be that on
which you have taken evidence from the Health Committee
about how the Health Committee operated a subgroup who
looked at the process of legislation and how they would
lobby into Westminster in order to achieve aspects of
the Health Bill. Similarly on education, but time is
limited and that limitation is viewed as an imposition
on the Assembly, and therefore it does not have full
power in order to decide for itself what primary legislation
it will run through. That is a significant feature of
I believe where we need to develop within the Assembly.
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VIVIENNE SUGAR: At the
moment the subject committees are involved in policy
development and policy formulation. Do you have a view
about whether that same body can then scrutinise the
policy content of proposed primary legislation if it
has had a hand in developing the initial contents and
ideas?
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MICK BATES: Currently
as part of a corporate body the committees are really
consensual in their operation. Taking full primary legislative
power means the executive and the Parliament, will be
separate so that scrutiny will be undertaken very much
along the lines of the Scottish Parliament or Westminster.
That I believe would become the major work of the Committee,
rather than the consensual approach to formulation of
policies as it is today.
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SIR MICHAEL WHEELER-BOOTH: You
have a very interesting sentence in paragraph 3 of your
paper where you say, "It should be stressed that at
the moment there is an inconsistency in an Assembly
in Wales with the responsibility for implementing policy
without influencing it and a Parliament in London with
responsibility for legislating the policy without implementing
it".
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The Westminster Parliament is not the
government. People often think it is, but it is not.
It is a body that ministers are responsible to and they
are responsible for the subordinate legislation, and
subordinate legislation, as you know, can either be
accepted or not. In the huge majority of cases it is
accepted, and the number of cases where it has been
voted down are minute.
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SIR MICHAEL WHEELER BOOTH:
So it is the accountability rather than the responsibility
for implementing it that really is what you are saying,
is it not? I should not lead you - I want to know.
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MICK BATES: I think
that is a very good lead, thank you very much. The process
we undertook to arrive at this written submission was
to discuss this with Committee itself, and there was
a strong feeling that there was a gap between the responsibility
for making and implementing.
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The perception is, and I think it is
real, that by and large without primary legislation
power there is a void. You use the word accountability:
I would use responsibility for implementing that policy
in Wales.
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SIR MICHAEL WHEELER-BOOTH:
In your paper also, in paragraph 8, you talk about legislature
scrutinising subordinate legislation "after it has been
made in the case of negative resolution procedure, the
majority of cases in Westminster and Scotland, and before
making in the case of affirmative resolution procedure".
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I think that is a shortened version because
sometimes you have orders which take effect at once
and they have to, like the awful oil leak of Pembrokeshire
where I think there were orders that were laid and took
effect, so I do not think that sentence is completely
correct.
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MICK BATES: No, you
are quite correct. That would be in our terms the executive
procedure. During the foot and mouth disease outbreak,
for instance, there were a great many orders made under
the executive procedure.
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JOHN TURNBULL: This
is referring to the situation which would exist if one
had a separate legislature and executive in Wales. We
are paralleling the situation in London. The Joint Committee
on Statutory Instruments looks at a negativeresolution
instrument after it has been made. SIR MICHAEL WHEELER-BOOTH:
I am just querying whether it is correct to say that
affirmative instruments never take immediate effect.
I believe they do, sometimes.
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JOHN TURNBULL: I see
what you mean. I think it would normally be a negative
resolution instrument which will take immediate effect.
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SIR MICHAEL WHEELER-BOOTH:
There are some.
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JOHN TURNBULL: There
are a lot of different permutations, but I can see that
that may be possible.
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LAURA McALLISTER: Can
you tell us a bit more about the urgency procedures?
We have heard in other cases that some members feel
that there is a danger that that might be used as a
way of circumventing some of the scrutiny processes
that your Committee is meant to do. Has that been a
feature of the debate?
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MICK BATES: It has featured.
Under the executive procedure initially ministers did
not have to give a reason as to why this procedure was
being used - now they do. I am informed as to the reason
for the use of executive procedure and I then pass that
on to other members. If I may take you back a little
to what I said about the process of education and how
to use this, we work closely with the Counsel General,
and they have produced documents which help people understand
the process of the passage of legislation.
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If you looked at the operation, which
I know a little about, of the Joint Committee on Statutory
Instruments, they pass 500 or 600 pieces of legislation
and it goes through, as I understand it, on the nod
really - there is not a lot of discussion about it -
and I think there is a sense that we are finding our
feet on the process. There is a certain suspicion that
executive procedure is being used when you want to get
something through that you do not really want debated,
but that is not true.
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SIR MICHAEL WHEELER-BOOTH:
Mr Bates, I think the reality is that the Joint Committee
in committee is reasonably quick but that, in the case
of certain instruments, counsel either to the Chairman
of Committees in the Lords or to the Speaker in the
Commons, have queries drafted and very often the department
takes back the instrument and relays it - well, the
minister does. That is the reality of what happens which
is an effective scrutiny of vires, and it is applied
only to a minority of instruments which are intrinsically
of some importance, or where the drafting has gone off
the rails.
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TED ROWLANDS: On how
many occasions have the Committee found grounds for
tension in 11.5?
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MICK BATES: Very few.
There are reasons given in the report. There is one
case at the moment - drafting defects.
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TED ROWLANDS: Under
the whole of 11.5 procedure?
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MICK BATES: In all there
are four cases in the 2000-2001 Annual Report.
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PETER PRICE: In terms
of the way the subject committees deal with this issue
of subordinate legislation, they see in advance what
is going to be scheduled and so some element of the
scrutiny is carried out without a draft text in front
of them, presumably - is this how it works? What is
the way in which this operation is conducted? Is it
a substantial one or is it in theory? For how long has
this procedure of looking in advance before the subordinate
legislation is tabled been in play in Committees?
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MICK BATES: At the moment
I could not give you an exact date as to when all the
legislation was produced both on the intranet and the
internet, but all legislation in its draft form is presented
to members on the intranet. There is a list of legislation
and the date when it was laid.
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PETER PRICE: I am going
back to the formative process. You were saying that
the list of forthcoming legislation is sent to the subject
committees. Did I understand that to have resulted from
the Review of Assembly Procedure which is comparatively
recent, so this is a relatively new procedure? Does
this involve a substantial amount of scrutiny work by
the subject committees, or is this something relatively
perfunctory that exists as a possibility to be exercised,
but in practice is a piece of paper that people learn
to pass over?
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MICK BATES: I think
to some extent it has been the latter but there is an
increasing interest in the legislation so it may be
that the debates will become more meaningful. To give
you an idea of the process, after the instructions to
draft the SI there is a process of bilingual drafting
which does add some time - and by the way there is a
significant, although I could quantify it, financial
demand to increase that as well.
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SIR MICHAEL WHEELER-BOOTH: Do
you translate all SIs?
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MICK BATES: Absolutely.
Legally everything has to be bilingual.
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SIR MICHAEL WHEELER-BOOTH:
All 600 or 900 a year?
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MICK BATES: We have
not had that many, but upward of about 200 or 300. Everything
has to be bilingual. The intention on that point, before
I continue the process, is that it will be a simultaneous
process and in the Office of the Counsel General all
drafting lawyers will eventually be bilingual and sit
together and draft the SI, so that is an interesting
feature which has repercussions to the training of lawyers.
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EIRA DAVIES: Approximately
how much time does that take?
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MICK BATES: Five weeks,
approximately. That is the figure I have been given.
If I may continue with the process --
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LORD RICHARD: How many
SIs do you look at? How many times a month do you meet?
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MICK BATES: We meet
weekly, and I think it is around 250.
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OLGA LEWIS: The 2000-2001
Annual Report quotes the figure of 202 SIs.
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LORD RICHARD: Is that
all the SIs?
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MICK BATES: Yes.
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LORD RICHARD: So anything
the Assembly passes you have to look at first?
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OLGA LEWIS: Yes, except
if it is executive procedure when we look at the legislation
after it is made. But for the rest of them there are
three other procedures before it is made. We are the
last instance before the Plenary looks at it.
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JOHN TURNBULL: There
are local instruments concerned with temporary traffic
restrictions on motorways and that sort of thing which
we do not look at.
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LORD RICHARD: Can I
understand the procedure? The subject committee decides
it wants to do something and the Minister agrees that
something should be done. The Minister is then responsible
for drafting the SI - or the Counsel General does the
drafting but presumably the Minister looks at it; it
goes back to the subject committee for approval; comes
to you; you look at it from the point of view of the
vires and whether it is packaged properly and the legalities
are right, and it then goes to Plenary who decide whether
to pass it. Is that the procedure?
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MICK BATES: The Deputy
Presiding Officer with the Business Committee will decide
if it goes to the subject committee.
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LORD RICHARD: It goes
back to the subject committee but the Deputy Presiding
Officer will decide that.
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JOHN TURNBULL: It would
not be normal for legislation to be initiated by the
subject committee but by the Minister.
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PETER PRICE: But the
subject committee would have advance warning on that
schedule and it may opt to discuss it before the Minister
has prepared a draft, is that the situation?
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JOHN TURNBULL: That
is possible.
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MICK BATES: It is possible
but not the situation at the moment.
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PETER PRICE: It is utterly
rare?
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MICK BATES: Yes. On
the process, after the bilingual drafting there is the
consultation of stakeholders which is very important,
I believe, and would be equally important when eventually
I hope we have primary legislation power. I believe
the regulatory impact assessments of regulations will
play a critical role. As I said earlier, I believe we
should have sunset clauses and that not enough attention
is given to the impact of legislation. There are figures
for all round the world that show that economically
there is a big advantage to having a very rigorous assessment
of regulations.
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VIVIENNE SUGAR: Could
you give us a flowchart of the process?
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MICK BATES: Of course.
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PETER PRICE: And perhaps
a copy of the Counsel General's paper you referred to
which helps members to see their way through it.
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MICK BATES: Yes.
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SIR MICHAEL WHEELER-BOOTH:
I put it to you as Chairman of the Legislation Committee
that the procedure laid down by the Government of Wales
Act and indeed by the Standing Orders is extremely complicated
and, frankly, unworkable. It is, I would have thought,
something that should be addressed and it is said in
this report of your own review of procedure quite clearly
that it is very complicated and that members of the
Assembly do not understand it, and to leave it undisturbed
would be arguably - well, if you want it to work, you
do not leave the present provisions of the Acts and
the standing orders as they are.
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MICK BATES: The short
answer is yes.
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LORD RICHARD: But that
is irrespective of primary powers.
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SIR MICHAEL WHEELER-BOOTH: Yes,
absolutely, but they are so cumbersome.
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LORD RICHARD: They seem
to be passing a lot of them.
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SIR MICHAEL WHEELER-BOOTH: Yes,
but they are not doing anything about them.
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MICK BATES: There is
a process of information. When I took on this Committee
I thought no one understood this, and that is why we
have seminars about the process of secondary legislation,
because no one did understand where you influence the
process.
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LORD RICHARD: Who decides
for the meetings of your Committee which ones are going
to go through on the nod?
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OLGA LEWIS: The Business
Committee prepares its agenda, first of all, and then
the decision of that Committee dictates which are to
go to under which procedures - standard procedure, accelerated
procedure or extended procedure. If they decide that
the SI is to go under extended procedure, that is when
it goes to the subject committee and the subject committee
discusses it. If it is standard procedure then it is
debated in Plenary.
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LORD RICHARD: So the
decision is before it gets to you. It is only the difficult
ones that are on your agenda, and the rest go through
on the nod?
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TED ROWLANDS: It all
comes to you, does it?
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JOHN TURNBULL: Yes.
We see all instruments except the "local" ones.
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SIR MICHAEL WHEELER-BOOTH:
With the greatest respect to the ability of the members
of the Business Committee, looking at all this legislation
without the assistance of one or two qualified lawyers
would be extremely difficult, and therefore in practice
it must be to some extent one or two of the Counsel
within the service of either the Government or the Assembly
who has to sift, in fact, these instruments.
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JOHN TURNBULL: I am
separate from this because I am the legal adviser to
the Legislation Committee, but somebody from the Office
of the Counsel General is in attendance at the Business
Committee meetings.
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TOM JONES: I want to
know whether your Committee has any contact with the
Secretary of State's office on issues in Westminster?
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MICK BATES: No. There
is no contact with the Secretary of State at all.
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PAUL VALERIO: You did
say your Committee meets weekly. The other committee
chairmen say they would dearly love to meet more often
but they have neither members nor time. Obviously your
subject is different to others but how do you cope with
this? Is this a satisfactory arrangement? Do you have
time and members to deal with it adequately? What are
your views on that?
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MICK BATES: I think
it is of adequate procedure because it makes sure that
the legislation is transparent in a sense and it is
scrutinised by the Legislation Committee with its legal
advice from John, and I think to meet fortnightly would
be a reduction in the perception of its importance.
The weekly meeting is important currently.
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On average weeks I suppose we deal with
half a dozen - perhaps more items of legislation.
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OLGA LEWIS: It depends
how many of them are timetabled to go to Plenary. It
can be anything from just a couple to up to twenty or
twenty-two. It is the debate in Plenary itself that
sets the agenda for the weekly meetings.The legal advisers
have to write their reports as well, so the draft SIs
could be submitted to the Legislation Committee minimum
one week before the meeting.
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JOHN TURNBULL: Plenary
has to have the report from the Legislation Committee
before it can proceed with the legislation, so it is
important that we fit in with the Plenary timetable.
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LORD RICHARD: How long
do the meetings take?
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MICK BATES: They can
be very short. John's advice is critical to the way
the Committee operates and on that advice we would debate
various issues that arise.
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PETER PRICE: There is
a situation which arises out of that comment which just
illustrates the dual role of some of the civil servants
and which is really, I suppose, a question for Mr Turnbull
because he is employed within the Counsel General's
office and serves the government, the cabinet, in that
responsibility.
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Mr Turnbull, you play a crucial role
in the scrutiny of legislation produced by those very
ministers, and there must be some degree of divided
loyalties. Is it a problem in practice, and how do you
deal with it?
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JOHN TURNBULL: It is
not a problem because my only role is that of advising
the Legislation Committee. Although I am a member of
the staff of the Office of Counsel General I play no
role in the management of that department and I do not
play any role in relation to drafting of legislation,
save that I do advise on draft instruments in my capacity
as legal adviser to the Committee - that is, I forewarn
lawyers of points which I would be raising if it had
come to me in that form.
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My activities are solely concerned with
the Legislation Committee and therefore I am only answerable
to the Committee. Notwithstanding my position in the
structure I do not have any conflicting demands.
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SIR MICHAEL WHEELER-BOOTH:
Following on from that, do you in practice do what counsel
do in Westminster which is talk to the departmental
lawyers where they have doubts sometimes just on the
telephone or by correspondence, and if they win the
argument - which they very often do - then the instrument
has to be withdrawn and relayed in an amended form?
Does that happen in practice here?
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JOHN TURNBULL: Yes,
because all the lawyers know that they have an open
invitation to send me any draft when it is pretty well
finalised. They can send it to me and I will, subject
to the constraints of looking at more urgent matters,
go through it and warn them of any points where I think
it is defective or I will sometimes make suggestions
where I think the drafting can be more satisfactory.
They do not then have to withdraw the instrument because
they are able to amend it before it is laid. The Committee
records in the reports when the legal advisers have
had an opportunity of seeing an early draft and have
been able to identify points which have been taken into
account.
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SIR MICHAEL WHEELER-BOOTH: I
see you produce two annual reports on the work of the
Committee and there are also reports on specific pieces,
which we have not been given a list of, of Legislation
Committee reports on subordinate legislation.
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MICK BATES: There is
a report on each individual item of legislation.
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SIR MICHAEL WHEELER-BOOTH:
And obviously they are going the whole time but there
have been two annual reports and it may be that the
later one would give a birds-eye view of your activities
- I do not know.
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MICK BATES: It does.
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JOHN TURNBULL: That
is what it seeks to do, yes.
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MICK BATES: Would you
like a copy of that, too?
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LORD RICHARD: I am not
sure we would like it, but we ought to see it!
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MICK BATES: I think
you are going to be getting a lot of information as
a result of this.
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SIR MICHAEL WHEELER-BOOTH:
It might make things clearer.
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HUW VAUGHAN-THOMAS:
There is a procedure whereby an individual AM has the
power to move secondary legislation, which has not been
very well used. Where would the AM turn for advice as
to the drafting? Is it to your Committee or to the Office
of the Clerk, because part of the reason that it has
not been used is difficulty of understanding how to
operate it.
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MICK BATES: That is
a very perceptive question. We do have a lawyer now
to whom Members can direct matters, Peter Jones, who
will offer the initial advice so that an individual
AM who has the opportunity to introduce or change a
piece of legislation. The AM goes to Peter Jones for
advice and then it is taken up by the specialist lawyers
in order to see what can be done. I think one piece
was successful on housing.
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JOHN TURNBULL: There
was a piece of legislation which arose from initiatives
taken by members, yes.
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LAURA McALLISTER: Those
powers are part of the presiding office then technically.
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MICK BATES: Peter Jones
is, yes, but taking the previous question about John's
position, again, it relates back to the Government of
Wales Act and to the corporate body issue, where a corporate
structure is necessary although some steps have been
taken to give an executive separation. But if we have
primary legislation powers we have to have that, and
then you will need the equivalent of the Parliamentary
Counsel, fifty odd drafting lawyers, and then you have
your Parliamentary officers working in John's role.
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TED ROWLANDS: Can I
ask you a question in your personal capacity and not
only as Chairman of this particular Committee? You obviously
favour the transfer of primary legislative powers to
the Welsh Assembly. Have you thought about how you would
accommodate the whole process of scrutinising the Bill
into your current committee structure? Would you go
for a system of standing committees, where the Bills
are taken separately, or would you like to incorporate
it into the subject committees and accommodate the whole
of this legislative process within the committee structure?
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MICK BATES: My own feel
for it is that there would be an evolutionary process;
that the existing structures could accommodate increased
scrutiny of the Bill. If you look at the process so
far within the Committee there has been a lot of strategic
work, let's say, a lot of producing strategies, etc,
and that obviously will feature less. As it features
less, there will be spaces whenever this primary legislation
power is given, for the subject committees to scrutinise
Bills, and of course then you get into other questions
of are there enough members there in order to undertake
this, and having seen very small legislatures around
the world I think the answer has to be yes.
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TED ROWLANDS: Can you
do it within sixty members?
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MICK BATES: Yes.
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LORD RICHARD: And keep
the existing Committee structure?
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MICK BATES: I think
that again is a very interesting question. It may be
that people would have different views about subject
areas, but the process I believe could be accommodated
within the committees, yes.
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SIR MICHAEL WHEELER-BOOTH: What
are the other legislatures you have seen?
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MICK BATES: In Australia
and Africa - particularly New South Wales.
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SIR MICHAEL WHEELER-BOOTH: In
the Senate?
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MICK BATES: Yes, but
I was surprised when I took on this role as chair to
see how small similar legislatures are. In the case
of Tasmania I think it is about 20 odd, and they undertake
a full Parliamentary role.
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LAURA McALLISTER: Other
subject committee chairs told us that they could not
arrange the additional meetings they might need for
the policy development scrutiny role with the number
of AMs they have. You say you meet weekly which, again,
is different from the other subject committees. How
do you think this additional workload of primary legislation
could be handled by 60 AMs?
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MICK BATES: The mindset
is there is an executive who propose the primary legislation.
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LORD RICHARD: Separate
from the 60?
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MICK BATES: Absolutely.
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LORD RICHARD: So you
would not have the executive sitting in the Parliament?
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MICK BATES: Yes, I meant
represented in terms of the process. Currently we have
a corporate body --
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LORD RICHARD: You are
obviously not in favour of that.
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MICK BATES: No.
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LORD RICHARD: You want
an executive and you want a legislature. Do you want
the executive to sit in the legislature a'la Westminster?
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MICK BATES: Yes.
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LORD RICHARD: So that
the 60 would accommodate both the legislature and the
executive?
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MICK BATES: Yes. The
point about the committee structure, as I say, is open
to debate for me but the process of scrutiny within
the Committee structure I think can be done adequately
within the existing timescale.
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TED ROWLANDS: Once you
took that process on and you have created a Parliamentary
structure, do you think ministers should remain on these
committees? That is the other issue we are exploring.
Should the Ministers be members of the Committee as
such? Should they be accountable to them but not members?
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MICK BATES: That is
a good question. At the moment I would say they should
not be members.
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LORD RICHARD: Do you
have a Minister on your Committee?
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MICK BATES: No. The
standing orders say that you cannot have a chair from
the largest party in the Assembly.
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LORD RICHARD: But do
you have a Minister?
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MICK BATES: No.
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LORD RICHARD: Because
there is no Minister responsible?
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JOHN TURNBULL: It is
prohibited under the Act, because this Committee is
a scrutiny committee.
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LORD RICHARD: Do you
haul him up in front of you?
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MICK BATES: We cannot
do this unfortunately. In our response to the Review
of Procedure, we suggested that it would be a good power
to use.
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VIVIENNE SUGAR: There
is one Minister with responsibility for ruling legislation
through, so there may be one that you have a closer
relationship with in terms of co-ordinating how the
business comes through, or do you just receive what
comes to you from the business committee?
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MICK BATES: That is
right. We are recipients of submitted legislation and
then our scrutiny process takes place.
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TED ROWLANDS: You have
obviously looked at other models and I am interested
in your quite clear view about the size of the Assembly
and the capacity or capability of dealing within the
existing structures. Are you familiar with what the
Scots do with the famous Sewell motion by which it is
possible, and exercised in about half the Bills, for
a motion in the Scottish Parliament to say, "Yes, we
will let Westminster legislate on this particular issue"?
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MICK BATES: No, I am
not, but in response to your first point about size,
etc, until the experience is undertaken you cannot I
think predict, because the Minister has responsibility
to accept the role of policy formation currently within
Committees. Reviews undertaken by Committee go to the
Minister who then presents the government case back
to Plenary.
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TED ROWLANDS: I sense
you favour really, dare I say it, more the Westminster
system by which committees become more scrutiny committees,
rather than the dual role?
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MICK BATES: I think
it would evolve. I am not able to comment on Sewell.
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TED ROWLANDS: The Sewell
motion of filtering is very successful. Instead of being
overloaded, the Scottish Parliament says in respect
of this Bill or that Bill, "We will let Westminster
legislate for us".
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MICK BATES: I see.
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LORD RICHARD: Yes. That
is broadly what Sewell does.
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MICK BATES: Presumably
it is a similar process with the European legislation?
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LORD RICHARD: I think
some of the inferences for the Sewell procedure have
come from Europe because the negotiation is with the
United Kingdom and not with the constituent power.
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HUW VAUGHAN-THOMAS: Coming
back to the point you made, I understood you would like
ministers to appear and be scrutinised by your Committee
as to why they bring forward legislation. Is it intended
to amend standing orders to allow that? What is the
block at present?
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MICK BATES: I do not
think we do have the power. It is an interpretation
of the existing standing orders.
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JOHN TURNBULL: What
we have at the moment is a standing order which says
that the Legislation Committee cannot report adversely
to the Assembly on a particular piece of legislation
without first having given to the Minister the opportunity
of commenting on that or giving evidence which, at the
Minister's choice, he may do either in writing or orally.
So there is a procedure whereby, if a reporting issue
arises, that is first put back to the Minister and the
Minister's comments on it are obtained but it is the
Minister's choice whether he submits those comments
in writing or by appearing before the Committee.
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HUW VAUGHAN-THOMAS:
This is the usual comment blind in a sense but from
what you said that does not seem to rule out an early
appearance by a Minister to explain the position. Against
the fact that you have said that subject committees
are supposed to examine this, the impression I get from
the subject committee chairs is that that is not taken
- "seriously" perhaps is the wrong word, but not regarded
as their sexiest bit of work.
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MICK BATES: I think
that is fair comment. To discuss reviews and strategies
is an inclusive process, and the policy scrutiny of
legislation requires a support system which currently
we do not have.
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LORD RICHARD: But you
said that you would like the power to have ministers
appear in front of you and be questioned on why they
wanted legislation. It is not a question of why they
want it; that is policy.
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MICK BATES: The Legislation
Committee should not question on policy. That would
be for the subject committee.
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LORD RICHARD: I do not
know what else "why" means. Supposing the Minister says,
"Yes, I need it because of this, that and the other",
and you say, "No, you do not".
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MICK BATES: A recent
example was that there was a typographical error in
a piece of legislation and there was a mistake between
the translation --
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LORD RICHARD: If it
was leaving "not" out --
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MICK BATES: No. This
was leaving out a very important piece of information
about stock returning from shows and being subject to
all the legalities of disinfection, etc, and the Minister
wrote back to us and we were not happy. He just said,
"We will let the legislation go as it is without amendment
because the show season will end soon", and we did not
consider that was a good enough reason because it was
defective.
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LORD RICHARD: What did
you do?
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MICK BATES: We exchanged
correspondence.
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LORD RICHARD: What happened?
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MICK BATES: We have
not got to the end of the correspondence yet.
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LORD RICHARD: But has
it got through Plenary yet?
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JOHN TURNBULL: It was
a piece of legislation made under the executive procedure.
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LORD RICHARD: So it
is there?
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JOHN TURNBULL: There
is a discrepancy between the Welsh and English texts
--
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LORD RICHARD: You have
a problem.
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JOHN TURNBULL: -- Which
the Minister felt was not an important issue. The legislation
is due to expire at the end of January and the point
was made that it only concerns agricultural shows.
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LORD RICHARD: Have you
done anything about it?
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JOHN TURNBULL: We have
written back in reasonably strong terms saying that
it is the firm view of the Committee that an amendment
should be made to correct this, and if the Minister
does not agree with that he would be invited to attend
our next meeting so that the issue can be discussed
further.
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LORD RICHARD: Supposing
you cannot agree?
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JOHN TURNBULL: We have
no powers. Our report will lie as our report and will
be there on the record.
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LORD RICHARD: To Plenary?
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JOHN TURNBULL: It is
not a report to Plenary in this case because it has
been made under the executive procedure, but in terms
it is a report to the Assembly, yes.
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VIVIENNE SUGAR: Did
you say you were not allowed to report adversely?
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JOHN TURNBULL: Not without
first giving the Minister the opportunity of commenting.
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VIVIENNE SUGAR: But
after they have had that opportunity, then you can?
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JOHN TURNBULL: Yes.
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SIR MICHAEL WHEELER-BOOTH:
You said a little earlier that the chairman of your
Committee or chair cannot be a member of the majority
party, but at the moment there is an accord between
Labour and Liberal Democrats and I believe you are a
Liberal Democrat.
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MICK BATES: As yet not
the majority party!
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SIR MICHAEL WHEELER-BOOTH:
But is not that rather against the sense?
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MICK BATES: I do not
have the exact wording in front of me.
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SIR MICHAEL WHEELER-BOOTH:
It just says "majority party".
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PETER PRICE: Or "largest".
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MICK BATES: Yes. There
are lots of interesting adjustments one can make.
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JOHN TURNBULL: The Legislation
Committee may not be chaired by a member who represents
the largest party with an executive role. Section 59
says, "For the purposes of this Act a party is the largest
party with an executive role if an Assembly member representing
the party is a member of the executive committee and
it is represented by more Assembly members than any
other party represented by an Assembly member who is
a member of that committee".
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LORD RICHARD: Thank
you very much. We have lifted a few veils.
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MICK BATES: There are
many of those. Thank you, and we will forward the rest
of the information to you.
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